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Sunday, December 20, 2020

CERTIFICATION OF SHIPS

SAFETY OF LIFE AT SEA – MAINTENANCE OF SHIPS 

CHAPTER 15

India is a party to several International Conventions protocol regarding safety of life at sea and to give effect to the requirements of these Conventions, suitable statutory provisions have been made in the Merchant Shipping Act, 1958. The details of the Conventions which have been developed by the International Maritime Organisations, their date of entry into force and the ratifications of these Conventions and protocol by India is given in Chapter X. The various parts of the Merchant Shipping Act dealing with safety in one way or the other are as follows:-

Part Section Contents

V 20-74 Registration of Ships

VI 75-87 Certificates of Officers

VIII 219-282 Passenger Ship

IX 283-344 Safety (Cargo ships)

IX-A 344 A-344 I Nuclear Ships

XI 353-356 Navigation

XI-A 356-A- 356 I Prevention of Pollution of the Sea by oil.

Process of rule making: The act and the rules made thereunder form the major part of legislative measures employed to regulate shipping; the process followed in preparation of rules involving safety is normally as follows:-

Preparation of rules by the Director General of Shipping after due consultation with the industry where necessary. Thereafter approval of same by the Government of India.

Prior publication of the rules where so specified in the Gazette which would also declare the date on which the rules shall come into force.

As per the recommendations of the Review Committee established by the Government of India prior publication of Rules in certain sections have been proposed to be done away with as it is found that there is no public response on the prior publication of the rules and therefore the exercise of prior publication of the rules in the Gazette does not have a fruitful meaning. The Government is actively considering the proposal.

Rules under M. S. Act – The rules under the M. S. Act are made under powers conferred under various sections of M. S. Act. Such powers are cited in the preamble to the rules. In cases where no such particular powers are given, powers under Section 457 may be use to carry out the general purpose of the Act. Non-compliance with the rules is punishable under section 458 in addition to any penalty prescribed under section 436 of the Act. Rules prior to being enforced are required to be published in the Official Gazette and are also required to be laid as soon as may be after it is made before each house of parliament as specified in section 458(3). A list of rules framed under Merchant Shipping Act 1953 is given in Chapter I.

Enforcement of provision of M. S. Act and Rules made thereunder:

Enforcement machinery – Mercantile Marine Department.

Mercantile Marine Departments were established in 1929 to administer the various merchant shipping laws and rules relating to registration, tonnage measurement, crew accommodation, loadline construction and safety of ship, etc. Their other functions include multifarious activities such as inquiries into shipping casualties holding of examinations for Certificates of Competency prescribed under Section 78 of the Act, inspection and approval of statutory equipment, including life-saving appliances, radio and other navigational aids, detection of overloaded and unsafe vessels, survey of vessels on behalf of State Government etc.

Mercantile Marine Districts – The Indian coastline is divided in three Mercantile Marine Districts and the areas of each of the Districts is as per Annex 10. Each of the Districts is under the charge of a Principal Officer.

Control of D.G. for MMD Exemptions – The Principal Officers in the discharge of their duties are subject to the control of the Director General of Shipping. The control, besides administrative, is also statutory and extends to approval by the Directorate of plans, relating to construction of ships, assignment of freeboards, general and grain stability booklets, crew accommodation, tonnage computation approval of machinery and other items of equipment to be provided on board ships, grant of Certificate of Competency and grant of exemptions and dispensations from statutory requirements. The Director General of shipping alone has the powers to grant dispensation/exemption in addition to the Central Government. Powers to grant exemptions/dispensations from various technical requirements have also been delegated to the Chief Surveyor and Nautical adviser.

Organisation of Mercantile Marine Department – Mercantile Marine Departments are manned by Nautical Surveyors, Engineer and Ship surveyors and Ship Surveyors and Radio Inspectors. The surveyors are appointed under Section 9 of the Act and Radio Inspectors under Section 10.

Technical guidance to Surveyors – All surveyors in the discharge of their duties are guided by the rules made under the Act, MMD / DG Shipping Circulars, IMO Conventions recommendations and publications whenever adopted by the Central Government and M. S. Notices.

Power of Surveyors – Surveyors are authorised to board any Indian Ship at any reasonable time and inspect the same to ensure compliance with the M. S. Act under the powers given by sections stated below:-

Section 27 For tonnage

Section 176 For crew accommodation

Section 221 For passenger ship

Section 287 For collision regulations

Section 290 For L.S.A. & F. F.A.

Section 294 For Radio

Section 315 & 323 For Loadlines

Section 331 For Dangerous Goods

Section 332(4) For Grain Carriage

Section 344(F) For Nuclear ships

Section 356(G) Prevention of Pollution by Oil

 Essential Certificates -  During of certificates -  Surveys -  Inspections -  Peculiar requirements applicable to passenger ships, dry cargo ships and Tankers :

Certification of Ships

General requirement certification: - All ships for the purpose of issue of certificates are required to be inspected by a surveyor of the Mercantitle Marine Department. Certificates issued to ships are for prescribed periods as explained below.

Passenger ships: Every ship carrying more than 12 passengers is defined as a passengers ship. Passenger ships are subjected to surveys as specified below:

A survey before the ship's put into service

A periodical survey once every 12 months

Additional surveys as occasion arises.

Surveys before putting in service: - The Survey before the ship is put into service shall include a complete inspection of its structure, machinery and equipments, including the outside of the ship's bottom and the inside and outside of the boilers. This survey shall be such as to ensure that the arrangements, material and scantlings of the structure, boilers and other pressure vessels and their appurtenances, main and auxiliary machinery, electrical installation, radio installation, radio-telegraph installations in motor lifeboats, portable radio apparatus for survival craft, lifesaving appliance, appliances for the protection, detection and extinction of fires, pilot ladders and other equipments, fully comply with the requirements of the laws, decrees, orders and regulations promulgated by the Central Government for the service for which it is intended. The survey shall also be such as to ensure that the workmanship of all parts of the ship and its equipments is in all respects satisfactory and that the ship is provided with the lights, means of making sound signals and distress signals as required by the provisions of the Act and the rules made thereunder.

Periodical Survey: - Passenger ship: The periodical survey shall include an inspection of the structure, boilers and other pressure vessels, machinery and equipment, including the outside of the ship's bottom. The survey shall be such as to ensure that the ship, as regards the structure, boilers and other pressure vessels and their appurtenances, main and auxiliary machinery, electrical installation, radio installation, radio-telegraph installations in motor lifeboats, portable radio apparatus for survival craft, life-savings appliances, fire detecting and extinguishing appliances, pilot ladders and others equipments, is in a satisfactory condition and fit for the service for which it is intended and that it complies with the laws, decrees, order and regulations promulgated by the Central Government. The lights and means of making sound signals and the distress signals carried by the ship also be subject to the above mentioned survey for the purpose of ensuring that they comply with the requirements of the Act and the Rules made thereunder.

Survey - Accidents Defects - Passenger Ship: - A survey either general or partial, according to the circumstances, shall be made every time, an accident occurs or a defect is discovered which affects the safety of the ship or the deficiency or completeness of its life-saving appliances or other equipments, or whenever any important repairs or renewals are made. The survey shall be such as to ensure that the necessary repairs or renewals have been effectively made, that the material and workmanship of such repairs or renewals are in all respects with the provisions of the laws, decrees, orders and regulations promulgated by the Central Government.

Special Trade Passenger Ships - Applicability: - Special trade passenger ships which by definition means a mechanically propelled ships carrying more than 30 special trade passengers are also required to undergo surveys as indicated above but they shall be regulated in particular by the rules relating to special trade passenger ships.

Certificates: -

Certification - Passenger Ships: - certificates for passenger ships- passenger ships are issued with the following certificates at the conclusion of the inspections:

Passenger Ships Safety Certificate and Special Trade Passenger ship safety and space certificates for ships engaged on international voyage.

Certificates of Survey.

Certificates 'A' showing the details of the passenger spaces and number of passengers that may be carried in such spaces for ships engaged in domestic voyages.

Certificate 'B' in respect of special trade passenger ships issued under sections 240 & 242.

I.O.P.P. Certificate

International Loadline Certificate.

Safe Manning Certificate.

Procedure for issue of certificates: - The Passenger Ship Certificate shall be issued by the Mercantitle Marine Departments after surveyor/s concerned has/have submitted to the owners a Declaration of Survey. Such declaration of survey shall be issued only if the surveyors are satisfied on completion of Survey that the vessels comply in all respects with the requirements. If a surveyors is not fully satisfied with the part or parts of the ships under survey, he must either refuse his declaration or refer the matter to his principal officer for satisfaction who, in turn may refer the case to the Directorate General. When surveys are carried out in one or more ports, surveyors may issue declarations showing partial surveys. A surveyor completing the survey should ensure from records available and the master and chief engineer that the parts already surveyed are maintained satisfactorily since the survey. Normally the date when the hull or sea connections of the vessels were last inspected in dry-dock, is an important date and the period of validity of a certificate would depend on that date irrespective of the date of actual complition of the survey or issue of the certificate. In the matter of detailed surveys the surveyor would be guided by passenger ship construction rules and the instructions issued in that respect.

Action in case of accidents to Passenger Ships:-

A  passenger ship which suffering damage: The master or owner of a passenger ship which has sustained damage through accidents should report the same to the Central Government as required by Section 350. Such report should indicate the nature of the damage and the detailed narration of the events leading to it along with extracts from relevant log books etc. On arrival at a port in India, the ship shall be inspected by a surveyor who would make an immediate report after making such enquiries as necessary after obtaining statements from master or other responsible officer were necessary. The report should include the opinion of the surveyor as to whether the sea-worthiness of the ship is affected. Where damage is of such a nature that the efficiency of the hull or machinery or seaworthiness of the ship is affected the passenger ship safety certificate should be withdrawn. If the damage is of minor character and the surveyor does not consider repairs necessary, no further action need to be taken. A report in any case as indicated above should be sent to the Director General through the Principal Officer.

Number of passengers:- The Master and the owner shall at all times ensure that the number of passengers carried does not exceed the number permitted by the relevant certificate.

Cargo Ships:

Cargo ship surveys – Cargo ships are subject to survey as follows:-

Construction – Every cargo ships shall be subject to the following survey before being put into service:-

(a)        The survey shall include a complete inspection of the structure of the ship inside and outside, the inside and outside of boilers and other pressure vessels, the main and auxiliary machinery, electrical installations, steering gear, anchor cables and other items of equipment to ensure that they conform to the requirements of the appropriate rules and regulations.

(b)         Periodical surveys once every five years to ensure that all the above items are in a satisfactory condition and fit for the intended service.

(c)     I) Besides, the cargo ships are subjected to annual surveys and tankers of 10 years and over are also subjected to intermediate surveys at halfway stage of the validity of full term safety construction certificate.

II) Important surveys such as drylocking, tailend shaft and auxiliary boilers surveys have to be carried out as per Rule 73 of M. S. (Cargo Ship Construction and Survey) Rules 1991.

Whenever a ship has suffered any damage or when a defect has been discovered affecting the efficiency of the hull and machinery.

Safety Equipment - The safety equipment of cargo ships consisting of life saving appliances, appliances for the prevention detection and extinction of fires, lights and shapes and means for making sound signals shall be examined initially and thereafter once every one year.

Radio telegraphy & telephony – Every Indian cargo ship of 1600 tons and above fitted  with radio telegraphy and every Indian ship of 300 tons and above fitted with radio telephony shall be examined initially and thereafter annually to ensure that the above equipment comply with the requirements of the rules and are being maintained satisfactorily.

Load Lines – Every Indian ship unless exempted shall be assigned a load line and be surveyed as follows:-

(a)   An initial survey of the structure of the ship and all the closing appliances to ensure that they comply with the load line rules ;

(b)      An annual survey of all closing appliances and load line marking; and

(c)        A periodical survey once every five years of the hull internally and externally to ensure that it is in a satisfactory condition along with all the closing appliances.

Certificates : - Cargo ships engaged on International changes are to be in possession of the following certificates :-

1.   Cargo ship Safety Construction Certificate.

2.      International Load Line Certificate.

3.        Cargo ship Safety Equipment Certificate.

4.       Cargo ship Safety Radio Certificate.

5.           IOPP Certificate

6.        Safe Manning Certificate

15.7.7           Cargo ship engaged on coastal voyages shall be in possession of :-

(a)         Cargo ship Construction Certificate

(b)       Government of India Load Line Certificates.

(c) Cargo ship Equipment Certificate

(d)    Cargo ship Safety Radio Certificate

(e)IOPP Certificate

15.7.8     Tankers carrying chemicals and liquefied gases must carry an appropriate certificate of fitness in addition to above certificate.

15.8.0  Procedure of surveys required for statutory certificate:

15.8.1   Surveys carried out by Mercantile Marine Departments:

Surveys and inspections for issue of Cargo ships safety equipment certificate and cargo ship safety Radio Telegraphy certificate to cargo ships and for issue of Passenger ship certificate are carried out by surveyors of the Mercantile Marine Departments principally at the ports of Jamnagar, Mumbai, Goa, Chennai, Cochin, Visakhapatnam, Calcutta, Port Blair and Tuticorin.

Surveys and inspections for ensuring that the vessel complies with Cargo ship constructions rules and the loadline rules are also carried out by the Surveyor of the Mercantile Marine Departments. However, notified classification societies have been authorised to issue international load line certificate. They are also authorised to issue a short-term cargo ships safety construction certificate of six months duration only. Classification societies are required to submit reports of inspection of cargo ships to Principal Officers of Mercantile Marine Departments, who, if satisfied in all respects, will issue cargo safety construction certificate for period as recommended by the surveyor of for such shorter period as deemed fit by him.

ISM Code – Considering that around 80% of all shipping accidents are caused by human error and that act or omission of a human being plays some part in virtually every accident, including those where structural of equipment failure may be the immediate cause, the IMO has developed International Management Code for the safe operation of ships and for pollution prevention (ISM Code). The ISM code establishes an international standard for the safe Management & operation of ships by setting rules for the organisation of company management and for safe management and operation of ships in relation to safety and pollution prevention and for the implementation of a safety management system (SMS). Under this code a shipping company is expected to qualify for a document of compliance and a safety management certificate for each of their vessels. The documents used to describe and implement the SMS is referred to as the "Safety Management Manual". Documentation should be kept in a form that the company considers most effective. Each ship should carry on board all documentation relevant to that ship. The code is becoming effective for Passenger vessels, Tankers, Chemical carriers, bulk carriers from July' 98 and for others not later than July 2002. It is being included in SOLAS as chapter IX. The G.O.I. will partially delegate this work to the recognised organisations, however, control will remain with Administration.

Surveys - Procedure to be followed:

Procedure for surveys :- The Master, shipowners and their agents requiring the services of a surveyor of the Mercantile Marine Department shall apply to that Department at least 3 days in advance on form survey I after paying the prescribed fees.  If the survey  is to be made at a port not designated in para 15.8.1 then the application should be made as much as in advance as is possible and in any case not less 7 days prior to the date of survey. This is necessary, as prior arrangements with respect to work and travelling arrangements have to be made before a surveyor leaves his headquarters.

Preparation for survey: - The shipowner or his representative should, prior to the date of a survey, keep in touch with the Surveyor concerned, so that Surveyor's instructions if any, in respect of the preparation for the survey can be carried out. In order to save time of the Surveyor as well as that of the ship, it is considered essential that the parts of the ships to be inspected should be ready in all respects. At every inspection or survey, the shipowners representatives should at all times be present. Addition to the normal facilities for washing and changing, Surveyors should at all times be provided with safe access to areas that he is required to inspect.

Documents required – The Surveyors when examining / inspecting any items of ship equipment or any part of the ship or its machinery shall be guided by the documents provided on board the ship as (a) approved plans indicating the state of the ship when first built showing any changes therein subsequently with prior approval  (Approved as fitted plans and changes approved subsequently)   (b) list of equipment shown in documents such as record of safety equipment and (c) any other documents approved by the Government. Such documents should at all time be kept ready for perusal of the Surveyor.

Frequency of visits :- Surveys are generally carried out in two parts Viz. (a) when a surveyor examines for the first time the patys of ship, its machinery or items of equipment and details out to the shipowners representatives a list of the deficiencies that he has observed and the defects and repairs which require to be carried out. (b) when the deficiencies pointed out by the surveyor are rectified, and the surveyor ensure that the repairs and renewals have been carried out satisfactorily. In case of safety equipment surveys, a short visit is also necessary when a surveyor witnesses the boat and fire drills carried out on board under the direction of the Master. As far as possible all items that are to be inspected on any one ship by any surveyor should be ready at the same time.

Deficiencies Found During Survey:

Deficiencies – As stated in para 15.9.4 after a surveyor has conveyed the deficiencies and defects and his recommendation therefor, the owner's representative shall ensure that same is rectified and shall not, irrespective of the validity of the existing certificate, permit the vessel to sail.

Procedure when deficiencies cannot be rectified – Where a ship owners representative is unable to rectify the defects for reasons beyond his control or carryout recommendation without undue delay to the ship or without making undue alteration in the gear or structural arrangements involved he will inform the surveyor giving the reason why it is not possible to reasonably comply with the same. He should also state the alternative arrangements if any that is proposed to be made.

Alternative arrangements - The surveyor on receipt of the communication described in 15.10.2 irrespective of whether the survey is complete or not inspect the item concerned. If the alternative proposed do not comply with the rules he shall forward a report in respect thereof to the Director General through Principal Officer, MMD as early as possible for approval. Such report should include the Surveyor's observation and his recommendation on the alternative arrangements proposed.

Grants of exemption – On receipt of the report of the surveyor, the Directorate shall consider the report for approval. Where this involves granting an exemption, the period for which it is valid and the condition of its validity shall be stated. Each case of exemption shall be dealt with on its own merits and no exemption shall be considered to be a precedent. If an exemption has a period of validity the statutory certificate issued therewith shall carry similar validity.

Expiry of terms of exemption: At the expiry of the term for which the exemption certificate was issued, the surveyor at the port where such period expires shall on application by the shipowner carry out an inspection and shall report to the Director General whether the defect / recommendation have been rectified / carried out and if not reasons of the shipowner along with his recommendations in respect of its extension.

Short term exemptions – Exemption for short term are granted only to facilitate the shipowner to sail the ship without unreasonable delay or to arrange planning of repairs in a rational way. Shipowners are therefore strongly advised to comply with the condition of exemption and to ensure completion of recommendation / alteration within the exemption period.

Whenever exemptions are issued on permanent basis with or without condition for any statutory requirement an exemption certificate shall be granted along with the relevant certificate as provided for in Section 316(1)(aa). Section 302 and Section 303(1B).

Extension of Certificates:

Extension of certificates in India - In Indian waters: Whenever a vessel is in port in India with an expired statutory certificate and it is not possible to carry out the survey due to non-availability of necessary repair facilities or other causes, the Principal Officer concerned may permit the ship to proceed from that port to another port of survey in India. Such extensions shall not exceed a period of one month.

Extension of certificates abroad - Whenever an Indian ship arrives at a port abroad and her certificate is likely to expire, the Master shall intimate the nearest Indian Consular officer authorised to deal with extension of certificates telegraphically giving him details of further voyage. The Consular Officer on receipt of this information shall extend the certificate for an adequate period to enable the vessel to return to a port in India but in no case shall such period exceed five months. Where a vessel is not likely to return to India, the Consular Officer may either request the local administration at that port for a survey and issue of an appropriate certificate on behalf of the Government of India or extend the certificate to enable the vessel to reach her next port of call where such survey facilities are available.

Damages affecting validity of certificates:

Damages or Casualties to ships abroad: - Whenever a ship has sustained damages or caused any accident Masters of ships shall be guided by the contents of Section 350. Whenever a ship is abroad the report shall be sent to the Principal Officer, Mercantile Marine Department at the port of registry with a copy to the Director General of Shipping and the report in such case should state whether the validity of any of the certificates was affected. This should also be reported to the nearest Indian Consular Officer who will arrange the vessel to be surveyed by a Surveyor of the local administration if necessary.

Damage done to ships enroute to India or in India - If the ship is due to arrive in India or is at an Indian port when the damage is caused, the Master shall inform the Principal Officer, Mercantile Marine Department of the district concerned, who will arrange for an appropriate inspection by a surveyor to supervise the repairs and renewals to ensure that the vessel is satisfactory in all respects. Masters are advised that whenever machinery hull or equipment is damaged to an extent where they seriously affect the validity of statutory certificates and therefore seaworthiness they should as far as possible make for the nearest port commensurate with safety and the intended voyage.

Inspections for issue of other statutory certificates:

Miscellaneous Inspections: Registration: (See also Chapter VI) under Rule 5 of M. S. Registration of Indian ships a Surveyor is required to survey a vessel.

These surveys are

To carry out measurement of tonnage and

To ensure that the vessel complies with M. S. Crew Accommodation Regulations.

On full compliance the Surveyor shall issue a certificate of survey, indicating therein particulars of the ship as are required to identify the ship's net register and gross tonnage. On receipt of the certificate of survey, the registrar shall have the ship inspected by a Surveyor. The markings are to be carved in accordance with M. S. Registration of Indian ships rules, 1960. Whenever a vessel is abroad and requires to be inspected either for issue of certificate of survey or for carving and marking, the owners may apply to the registrar sufficiently in advance giving him details of the vessel's itinerary. The registrar shall then refer the matter to the D. G. Shipping for guidance. Normally surveys for the above are carried out on behalf of the Government of India by the Surveyors of the national administration. In exceptional cases, these surveys may be carried out by a recognised classification society.

Inspection of Overloaded Ships: Submersion of loadlines:

An Indian ship under Section 313 and any other ship under Section 326 shall not be so loaded as to submerge in salt water, the appropriate load line of the ship.

Whenever any ship is reported to be so loaded in an Indian port the vessel shall not be permitted to sail till a surveyor boards the vessel and verifies the truth of the report.

A surveyor boarding a ship to ascertain overloading shall examine all aspects and ascertain for himself whether the vessel is in fact so loaded. In reaching these conclusions, he may, besides the midship freeboards and the list, take into account, draft fore and aft, ballast in tanks, cargo loaded, fuel and fresh water on board and the quantity to be consumed prior to reaching sea and rubbish etc. on board.

Where a vessel is overloaded she may be detained until she ceases to be so loaded. In case of a ship other than an Indian ship, the consular officer of the country concerned should also be informed.

The Principal Officer, MMD, may launch action against the master under section 436(2) for default of section 312 after considering all aspects of the case. In all such cases a report shall be forwarded to D.G. Shipping.

Where a ship arrives at an Indian port in an overloaded condition, similar procedure as stated in proceeding paragraphs be followed and action under Section 436 shall be Institute.

Inspections for carriage of dangerous goods:-

(A) – Provision of Cargo Securing Manual for General Cargo Vessels

Regulation 5.6 of chapter VI of SOLAS: - All general cargo vessels shall require to have on board securing manual latest by 1.12.97.

(B) – Dangerous Goods: (a) Carriage of dangerous goods on board ships is governed by the following :-

Section 331 and the rules made thereunder; and

The International Maritime Dangerous Goods Code published by IMO as amended from time to time.

M. S. (Carriage of Dangerous Goods Code) Rule 19 – lays the responsibility of proper packing, labelling and of documentation on the shipper and the responsibility of proper carriage and stowage on the master.

A ship contravening any of the provisions of the rules shall in addition to any other action be detained till the vessel is no more in an unsafe condition within the meaning of sub-section 5 of Section 331 of the Act.

Sub-section 3 of Section 331 requires owner, master or agent of a ship intending to carry dangerous goods to furnish details as specified to an authority prescribed. However, the responsibility for safe carriage lies with shipper and Master. The MMD may call for cargo plans to ensure full compliance with the rules and masters are advised to keep such palms ready along with details of the dangerous goods, their packing, stowage etc. at all times.

Masters of ships carrying explosives i.e. dangerous goods defined under Class 1 of IMC Dangerous Goods should not, however, load such cargoes without prior approval of the Mercantile Marine Department.

Ships carrying chemicals or inflammable goods in bulk if certified by duly authorised authorities in compliance with the relevant IMO Code need not be inspected by MMD, unless non-compliance with such requirement is reported. Vessels not so certified may apply to Principal Officer MMD for necessary survey. Ships carrying dangerous chemicals in bulk liquid form must carry a Certificate of Fitness for the carriage of such cargo issued in pursuance of IMO Code for the construction and equipment of the ships carrying dangerous chemicals in bulk (BCH/IBC Codes). Similarly, ships carrying inflammable gases in bulk must carry a certificate of fitness for the carriage of such cargoes issued in pursuance of IGC Code.

Shippers, masters, etc. are advised that total compliance with the provisions of the IMO Dangerous Goods Code is essential in the interest of safety of life and property at sea. No departure shall be approved unless the alternative arrangements are considered equivalent to those specified – commensurate with safety, nature of the goods, the proposed stowage and the nature of the voyage.


Inspection pertaining to Certificate of Compliance for carriage of Dangerous Goods in pursuance of SOLAS II-2, Reg. 54 and Appendix B of Solid Bulk Code and issuance of Certificate thereafter is carried out by the Administration in accordance with Second Schedule [(Rules 9(3), 14(6)] of M.S. (Carriage of Cargo) Rules 1995.


Inspection for carriage of grain :- Carriage of Grain:

Carriage of grain in bulk is regulated by the provisions of:-

Carriage of Cargo Rules

Section 331 A and 332

Chapter VI of SOLAS Convention 1974.

Shipowners and masters are advised that prior to carriage of grain the ship should be furnished with a plan called the grain loading plan approved by the Director General of Shipping under sub-section 3 or 4 of Section 331 A an Indian ship, if intending to load grain abroad does not carry an approved grain loading plan, the owner may apply to the Director General for approval of such a plan by the Government of the country as provided under sub-section 4 of Section 331 (A) of the Act. Such application should give details of the ship, type and quantity of grain to be loaded and the port at which the ship is to be loaded. As far as possible adequate notice should be given in such cases to enable such approvals to be made in sufficient time.

A ship loading grain should strictly comply with the grain loading plan in respect of stowage arrangement and stability of the ship.

A ship arriving in India with grain in bulk shall comply with sub-section 3 of Section 332 and give notice to the Customs and the Principal Officer, MMD, stating the details required by the section.

General Inspections –

The surveyor of the MMD under powers stated in para 15.4.6 are also required to inspect all ships to ensure that the conditions under which various statutory certificates were granted are maintained. For this purpose a surveyor may board a ship at any reasonable time and inspect part or parts as he deems necessary.

A vessel which by reason of defective condition of her hull equipment or machinery or by reason of improper loading is considered unsafe shall be detained as provided for in section 336 of the Act.

Inspection of proto-type safety equipment manufactured indigenously for use on board ships :

Inspection of proto-type equipment: - When surveys and inspections under 15.9 are carried out, surveyors are required to ensure that all item of equipment contributing to safety are of an approved type. Approved means approved by the government of India.

Where a manufacturer desires an approval for a certain item of equipment, he may apply to the Principal Officer, MMD of the District in which his factory/works are located. Such application should state details of the equipments along with working drawings , particulars of materials used, and the tests carried out if any. Every such applicant should bear in mind that the process of approval is necessary to ensure that a component or equipment meets the standard of performance under actual working conditions without failure. The specification for each component/equipment shall be as generally specified in the relevant rules.

The Principal Officer, on receipt of the applications shall appoint a surveyor or surveyors to carry out the necessary tests or inspections. Where tests are required on items of equipment for which details are not specified in the appropriate rules, Principal officers should obtain guidance from the Director General of Shipping as to the tests to which they should be subjected. It is also desirable that at important tests technical officers in the D.G. Shipping should be present to avoid duplication. Wherever possible , tests should be carried out at the national test house or other approved testing houses and witnessed by the surveyor. In carrying out tests the surveyors shall be guided by the instructions issued in that respect. Any failure of a test must be conveyed to the applicant in writing with a copy to the D.G. Shipping.


At the conclusion of the specified tests surveyor shall submit a report on the equipment to the Director General through Principal Officer, MMD stating therein, with reason, suitability or otherwise of the equipment for the purpose intended.


On receipt of the report at the Directorate General of Shipping it shall be examined by the technical advisers. The Director General on their advice may then grant an approval which may be provisional for a specified period. The surveyors are required to watch the quality of the equipment during shipboard use and report its suitability in case of any adverse reports in respect of an approved equipment the Director General may suspend/withdraw the approval so granted. If an investigation proves conclusively that the equipment manufactured is no more suitable for the purpose intended the approval shall be withdrawn. In cases where it is revealed that the manufacturer has intentionally used sub-standard material or has deviated from the specification knowingly the name of the manufacturer may be blacklisted and approval to all other equipment manufactured by him may be withdrawn permanently.

Navigation:

Navigation Publication – Shipmasters are advised that they should ensure that latest copies of the following documents are available on board their ships.

Notices to Mariners published by Chief Hydrographer, Deharadun.


Admiralty notices to mariner.


Hydrographic charts and publication.


Routing and traffic separation scheme.


Navigation as an art to take a vessel from one port to another has made rapid strides in the last three decades with electronics making its major contribution. However, this has not reduced the burden of responsibility on the watch keeping officers and masters.


Watchkeeping: - IMO recommendations with respect to watch keeping published with the M. S. Notice No. 5 of 1975 clearly indicates the duties and responsibility of the Watch Keeping Officers. Experience has shown that accidents are caused and do not happen. An accident to a ship in addition to causing structural damage may: -


Cause pollution in the area due to spillage of oil or other dangerous cargoes.


In case of foundering etc. leave behind a potential danger to navigation.


Cause indirect losses to those whose cargo is carried on board.

In order therefore, to ensure safety of navigation at all times shipmaster must ensure that the ships under his command carry up-to-date publications such as charts sailing directions, list of lights Radio signals, notices to mariners published by Indian authorities, admiralty and where applicable by local authorities and routing and traffic separation scheme etc. It shall be considered the duty of shipowner to ensure that the master is supplied with these as soon as possible after they are published.

Danger to Navigation: Attention of Master is drawn to M. S. Navigational Warning rules, wherein duties of masters who encounter dangers to navigation are detailed.

Weather – One of the major hazards still existing at sea inspite of all the modern development is uncertain weather and solution to it is a good forecast. Sea areas being large, establishment of sufficient observation station at sea, as on land is not possible. Ships at sea, therefore, invited to make these reports on a voluntary basis. Ship's officers and masters should take cognisance that their reports are an essential step to good forecasting. It should be remembered that the weather observations made by them are not only useful to themselves but as a little thought would show they also do contribute to safety and progress of fishing and off shore drilling at sea and agriculture ashore.

PORT STATE CONTROL

 

PORT STATE CONTROL

CHAPTER 13

INTRODUCTION

 All ships engaged in commercial trading need to be registered in a Country which identifies its owners. The Country of registration is termed as the 'Flag State'. It is the duty of the Flag State to ensure that a vessel entitled to fly its flag is safely constructed, equipped and subsequently properly maintained & manned as per relevant regulations based on International Conventions developed by International Maritime Organization. For this purpose the Flag state carries out surveys & Inspections on the vessels under its Registry for issue of various statutory Certificates. These Certificates are mandatory for the vessels, intended trading. Many developed Maritime nations have adequate Maritime Administrative infrastructure to undertake this task while many others who lack this capability for various reasons, delegate authority to recognized Classification Societies to carry out most of such surveys & issue Certificates on their behalf.Ships trade internationally and have to call at various ports all over the world. many ships may not call at any of their home ports for a considerable period and it is possible that during a certain period of time Ship's Certificates may not have been renewed or maintenance in general has suffered due to various reasons. Therefore, it is imperative that ships must be inspected at various ports to ensure compliance with rule requirements as regards safety, maintenance, manning, etc. This control is termed as Port State Control.The Fundamental aim of Port State Control is to eliminate Sub-standard ships in order to ensure safer ships and cleaner oceans. The main philosophy to the port state control is to identify sub-standard ships at any port and corrective action taken before they are allowed to proceed to sail. Provision for control emanates from the following IMO instruments:-

  • Reg. 19 - Chapter 1 of SOLAS Convention 1974 as amended.
    International Convention of Load Line 1966 & its Protocol.
    International Convention for Prevention of Marine Pollution from ships (MARPOL) 73/78.
    International Convention of STCW 1978 as amended.
    International Regulations for preventing Collisions at sea (COLREG) 1972.
    International Labour organization (ILO) convention No. 147.

    These provisions provide for control procedures to be followed by the contracting Governments with regard to foreign flag vessels visiting their ports. The effective use of the provisions enable the State Authorities in identifying Sub-Standard Ships and ensuring that remedial measures are taken for the deficiencies identified by them. Ships of the countries which are not party to the various International Conventions can also be subjected to equivalent inspections to ensure commensurate level of safety. The International Maritime Organization (IMO) has adopted various Resolutions giving guidelines on such inspections. The guidelines also provide that all possible efforts should be made to avoid a ship being unduly detained or delayed. However, wherever necessary Sub-Standard Ships are detained and corrective action taken before allowing them to sail out to sea.

     

  • In order to implement effective Port State Control, 15 EEC countries signed a Memorandum of Understanding in March 1978 at Paris which came into force in 1982. Similarly, 10 Latin American countries signed an agreement in November 1992. Recently Asia Pacific Memorandum of Understanding has been signed by 17 countries of Asia Pacific. Thus practical all major maritime countries are party to one agreement or the other for implementation of Port State Control. There are proposals before the Government of India that India should also join the Asia Pacific Memorandum of Understanding on Port State Control or alternatively develop Memorandum of Understanding on Port State Control in Indian ocean region. India has taken initiative for the latter.
  • Practically it is not very simple to define a substandard ship solely by reference to a list of qualifying defects. The Surveyor has to exercise his professional judgment to determine whether the ship is to be detained until the deficiencies are corrected or allowed to sail with certain deficiencies which are not vital to the safety of the ship, its crew or passengers, having regard to the particular circumstances of the intended voyage. Parties may undertake an inspection based on their initiative or at the request of, or on the basis of information provided regarding a sub-standard ship by another party, professional body, port authorities or even a member of the crew of the ship. The Surveyor boards the ship and after introduction to the Master proceeds to examine the various certificates regarding their validity, annual endorsements and any outstanding deficiencies or condition of class. The Surveyor ensures, that various provisions stated in the IMO Conventions regulations are maintained up-to-date and in case of any defect he may not allow the ship to sail till the deficiencies are corrected. In the event of a dispute, the onus of providing that undue delay was not caused rests with the Port State is Administration. In case an intervention by Port State is necessary and vessel is detained due to serious deficiencies the Administration is required inform the Embassy/Consulate of the Flag State and Classification Society with which the vessel is classed. In due course this information along with list of deficiencies is also to be conveyed to the International Maritime Organization for further action. IMO in turn scrutinizes the Information and forward the same to the concerned Flag State for removing deficiencies in future. The report received from the Maritime authorities around the world regarding Indian vessels are checked by the Maritime Administration of the country and suitable steps are taken up to improve the overall deficiency of the ship in consultation with the respective shipping companies.

INVESTIGATION AND ENQUIRIES - WRECK AND SALVAGE - SEARCH & RESCUE ACCIDENTS

 Investigation and enquiries - Wreck & Salvage - Search & Rescue

Whenever a shipping accident happens and comes under the purview of the M.S. Act as a shipping casualty, the Master, the Pilot or the person in-charge of the ship at the time of the causalty is required to give notice of this casuality  to officers appointed by the government under Section 358 (2) of the M.S. Act. The proper officers appointed by the government are notified in the official gazette.

Investigations & Enquiries - Preliminary inquiry: - When an officer appointed under the Act receives information about the Shipping casualty, he is required to conduct a Preliminary inquiry into the accident. The purpose of the preliminary enquire is to establish the following:-

a) a shipping casualty has occurred within the meaning of the act,

b) the details of the voyage leading to the casualty

c) The events that led to the casualty

d) The extent to which loss of life or loss of property has occurred due to the shipping casualty.

e) The causes that led to the casualty including acts of incompetency, negligence or misconduct of the erson / persons concerned.

The preliminary inquiry which is held under Section 359 of the M.S. Act is a departmental inquiry and the proceedings of such enquiries are not released to the public.

In conducting the preliminary inquiry, the inquiry officer has the following responsibilities :

To inform the central government and the state government concerned where necessary of the details of the shipping causalities occurring within their jurisdiction.

To go on board the Ship and inspect the same including machinery and equipment but not unnecessarily detaining or delaying her from proceedings on any voyage.

to enter and inspect any premises to facilitate the completion of the preliminary inquiry.

To summon persons he thinks fit to take statement to complete the preliminary inquiry.

To demand the production of all logbooks, documents or papers he considers necessary for the inquiry.

To submit a report to the central government.

If any person refuses to attend and answer or to produce necessary evidence or impede the inquiry fficer should call his attention to the powers given to him. In case he still refuses, he can take action under Chapter X of the Indian Penal Code.

Persons who may be present at the examination:- Where the owner or agent of a ship, a casualty to which is being investigated, signifies his desire to be present during the inquiry, he may be permitted to be present but only while witnesses belonging to the ships in which he is directly interested but only while witnesses belonging to his ships in which he is directly interested are being examined and he must be requested to remain silent. He may take note of evidence, if he desires but should not interfere examination of a witness. Barring this, no person is to be present in the room during the examination of the witness excepting the deponent, the officer conducting the inquiry and his clerk and if necessary an interpreter. Professional lawyers are not admitted into the proceedings of preliminary inquiry.

Formal investigation: whenever it appears that the event leading to a ship casualty, demand a formal investigation by the court, the Director General of Shipping by virtue of powers delegated to him under Section 360 of M.S. Act may direct the same to be held. On receipt of the order of the Director General the proper officer shall make an application to the court as empowered under Section 361.  The objective of the court empowered under Section 361 is not to punish anyone who may have been at fault but to throw light on the cause of the causality and to consider steps to prevent such causalities in future. Only first class Magistrates are empowered to conduct these formal investigations.

The courts are assisted by assessors possessing the requisite technical knowledge and are independent of all the interest concerned. The assessors are appointed by the court out of the list which is maintained by the Directorate.

Where formal investigation involves or appears likely to involve any question regarding cancellation or suspension of Certificate of Competency of Master, Mate or Engineer, the court shall be assisted by not less than 2 assessors having the requisite experience in Merchant Marine Service.

Apart from the officer on whose application the investigation is undertaken and any person upon whom a notice of investigation has been served any other interested parties may be permitted to appear at investigation and become a party to the proceedings.

On the appointed time and place for holding the investigation the court can proceed with investigation, whether the parties upon whom notices of investigation have been served are present or not.

Report of the court. Unless the cancellation or suspension of any officers' certificate is not involved, the court need not tell its decision in open court. It may sent or deliver to the parties a copy of the report as required by Section 369 of the M.S. Act to be transmitted to the central government. The court should submit its report to the central government in duplicate. Where the cancellation of suspension of officers certificate of Competency is involved, the court may deliver its decision in open court and also send or deliver to the parties a copy of the report to be transmitted to the central government. When the certificate is suspended and the court has recommended that a certificate of lower grade should be issued, the same shall be issued by the Directorate General of Shipping through the Principal Officer concerned .

Powers to cancel Certificate of Competency. The Certificate of competency may also be cancelled by central government under provision of Section 377 of the M.S. Act.

WRECK AND SALVAGE

Wreck and salvage: The provision regarding wreck and salvage are contained in part XIII of the M.S. Act, 1958.

This part of the M.S. Act, 1958, contains provisions for the following:-

Appointment of receivers of wreck;

Duties and powers of receivers of wreck;

Procedure for reporting, custody and disposal of wrecks;

Salvage payable for saving life, cargo or wreck;

Power of the Central Government to make rules respecting wreck and salvage.

In accordance with Section 404 of the M.S. Act, 1958, the Central Government has made rules to carry out the purposes of part XIII of the said Act. These rules are called "The Merchant Shipping (Wreck & Salvage) Rules, 1974".

These rules provide for the following matters :-

The procedure to be followed by receiver of wreck in respect of the taking possession of wrecks and their disposal ;

The fees payable to receivers in respect of the work done by them,

The procedure to be followed for dealing with claim relating to ownership of wrecks ;

The appointment of valuers in salvage cases;

The principles to be followed in awarding salvage and the apportioning of salvage ;

The procedure to be followed for dealing with claims for salvage ;

The detention of property in the custody of a receiver of wreck for the purpose of enforcing payment of salvage .

SEARCH & RESCUE ARRANGEMENTS AROUNG THE COASTS OF INDIA

Under Regulation 15 of Chapter 5 of the International Convention for Safety of life at Sea, the Govt. of India has an obligation to ensure that necessary arrangements are made for the rescue of persons in distress at sea.

When a Ship or an aircraft is in distress around the coast of India, assistance may be given not only by ship in the vicinity but by also the following authorities :-

Coast Radio Stations operated by the Department of Telecommunication and the port Radio Stations operated by the concerned port authorities maintaining listening watch on distress frequencies.

Mercantile Marine Department

Indian Navy

Indian Air Force

Air Traffic Control Centres

Indian Coast Guard

When a Radio Signal is received on a distress frequency it is transmitted to ships at seas and various authorities including the nearest naval authority and the Indian Coast Guard to initiate and co-ordinate the research and rescue operations. Radio distress calls and distress traffic have absolute priority over other maritime traffic. During distress communication no transmission is allowed from any ship or coast Radio Station which may interfere with the search and rescue operations. The details of the search and rescue procedures are contained in detail in Indian Notice No. 7 of Notices to Maritime special Edition 1994.

SHIPPING OFFICE


CHAPTER 19

BRIEF HISTORY OF SHIPPING OFFICE
1. Upto the year 1859 the business of the Shipping Officer was carried on by an officer designated as the Registrar of Seamen. After the passing of the Merchant Shipping Act, 1859, Shipping Offices were established at the principal ports of Bombay and Calcutta, each office headed by a Shipping Master under the control of the local Government. With the passing of the Indian Merchant Shipping Act, 1923 and the centralization of the Mercantile Marine Administration thereafter, the Shipping Offices came under the direct control of the Government of India from 1st April, 1929. The 1923 Act since been superseded by the Merchant Shipping Act, 1958.

2.There are only two Shipping Offices today, one at Bombay (Mumbai) and the other at Calcutta, which are the seamen. There are no separate Shipping Offices at the ports of Madras, Cochin, Visakhapatnam, Mormugao, Jamnagar, Tuticorin and Port Blair and the duties of the Shipping Master are performed by the Officers of the Mercantile Marine Department at these ports. At the other intermediate and minor ports, by arrangement with the State Governments concerned, port officers have appointed to perform the functions of shipping Master.

FUNCTIONS OF THE SHIPPING OFFICE
1.The Shipping Masters employed under the Merchant Shipping Act, 1958 are responsible for ensuring that seamen are engaged and discharged in the manner prescribed by law. The main functions of Government Shipping Offices are as under:-

 

To supervise the engagement and discharge of seamen, Navigational Officers and Marine Engineers on board the Merchant Navy vessels.
To issue Continuos Discharge Certificates to the personnel eligible as per M. S. (CDC) Rules. Continuous Discharge Certificate (CDC) is a document issued to a person to identity him as a seafarer, under the Merchant Shipping (CDC) Rules framed under the provision of the Merchant Shipping Act, 1958. Besides carrying the Seamen's vital particulars, the document also shows the record of service rendered by a seafarer in the past.
To conduct the death enquiries that happen on board the ships.
Registration of the indentures of Cadets engaged by the Shipping Companies.
Issuing of Inward/Outward Clearance to the ships calling at the port.
Custodian of personnel effects and wages of the deceased / hospitalised seamen.
To forward monthly allotments to the nominees of the seamen during the voyages.
To attend to the payment of overtime, inconvenience allowance shorthand wages, provision of fresh bazaars at port, delivery of mail in time and boat service at ports, etc.
The Shipping Master in the capacity of Welfare Officer also refers the seamen to the nominated hospitals for treatment under the scheme for free medical treatment for "Off articled seamen". The seamen patients under treatment are supplied with necessary medicines and other surgical accessories, etc.
The Shipping Master also visits to the ships for inspection to ensure congenial living conditions on board for seamen.
The Shipping Master given assistance to the families of seamen at their request by making reference to the various District Civil/Police authorities.
The Government of India had constituted a Committee to examine various matters including the issue of ADCs freely to all the applicants under the Chairmanship of former Director General of Shipping. The Committee has submitted its report with the recommendations including issue of ADCs freely to all those persons who are aspirant of having seafaring as a profession. The recommendation of the CDC Committee has been accepted by the Government and the Governments is examining the ways and means to implement these recommendations.

CONTROL OF INDIAN SHIPS - Statutory and Executive Order


Control of Indian Ships - Statutory and Executive Order

CONTROL OF INDIAN SHIPS - STATUTORY AND EXECUTIVE ORDERS - LIBERALIZATION IN SHIPPING 

With its vast coastline of over 5560 kms., 11 major ports and several intermediate and minor ports, shipping occupies an important position in the country's trade and commerce. The Second World War demonstrated in unmistakable terms the need for harnessing the transport resources of a country to meet the situation created by a war. It was, therefore, necessary to have some control over Indian ships.


The basic objectives of India's shipping policy since independence have been:


To reduce the dependence of external sea borne trade on foreign shipping services;


To safeguard the imports of essential supplies especially POL, for the national economy;


To reserve 100% coastal trade for national flag vessels;


To ensure adequate provision of shipping services to meet the requirements of the national trade;


To improve the balance of payments position through import substitution and export of shipping services; and


To develop merchant fleet, to act as a second line of defense to protect India's maritime interest and preserve its channels of communication.


To safeguard the basic policy objectives of Indian shipping, it is necessary to have some control over Indian shipping. Under the Indian law, the provisions relating to control of Indian ships are enumerated in Part XIV of the Merchant Shipping Act. The control over Indian Ships is exercised both by legislation as well as by executive orders.


The present position of the control of Indian ships is exercised as under: -


By a licensing system so that tonnage employed on a particular route is just that which is optimum and not more;


By issue of executive orders putting some restraint on the movement of ships;


The licensing system envisages that an Indian ship or a ship chartered by a citizen of India or a company is not permitted to be taken to sea from a port or place in India except under a license granted by the Director General of Shipping or any officer authorized by Government in this behalf.


The coasting trade of India is exclusively reserved for Indian ships and for this purpose a ship chartered by a citizen of India or a company which satisfied the requirements laid down in section 21 of the M. S. Act, 1958 will be deemed to be an Indian ship. A foreign ship is not allowed to ply in the coasting trade of India except under a license granted by an officer authorized to issue it.


The categories of licenses, the form in which they are to be preferred by parties, conditions, subject to which they may be issued and their validity period, where applicable are all laid down in the M. S. (Forms of Licenses) rules. The categories of licenses contemplated are:


General License;


A license for the whole or any part of the coasting trade of India; or


A license for a specific period or voyage.


The Director General of Shipping may, if the circumstances of the case so require, in his discretion, revoke or modify a license granted to a party subject however to the condition that the party in whose favor a license may have been so issued is given a reasonable opportunity to represent against such revocation or modification as the case may be.


Licenses, which cease to be valid, are to be made over or cause them to be made over, within a reasonable time, to the Director General Of Shipping for cancellation.


A duty has been cast on the Customs Collectors not to grant port clearance to ships which are required to take out licenses under Part XIV of the M. S. Act, 1958.


In the case of an Indian ship or a ship chartered by a citizen of India or a company, Director General of Shipping has powers to give directions with respect to all or any of the following matters:


The ports or places, whether in or outside India, to which, and the routes by which, the ship shall proceed for any particular purpose;


The diversion of any ship from one route to another for any particular purpose;


The classes of passengers or cargo which may be carried in the ship; and


The order of priority in which passengers or cargo may be taken on or put off the ship at any port or place whether in or outside India.


In the exercise of this power, Director General of Shipping will have to satisfy that it will be in public interest or in overall interest of Indian shipping to give such directives.


Similar power exist under the Act which enables Director General of Shipping to give more or less similar directions to ships other than Indian ship or ships chartered by a citizen of India or a company.


Chartering: - The Director General of Shipping exercises control over the chartering of (a) foreign ships by Indian companies and (b) foreign ships by Indian parties. Charter transactions involving foreign exchange outgo are being cleared by an arrangement arrived at with the Reserve Bank of India. There are now two main classes of charter -


Charters of foreign vessels by Indian shipping companies for employment in the overseas trade.


Charter of foreign ships for lifting export cargoes.


The prescribed guidelines for clearing charter applications and objectives are detailed below: -


Charters of foreign vessels by Indian shipping companies for employment in the overseas trade - to ensure that


No Indian ship is available for the purpose of such time charter and the charter of a foreign vessel is considered necessary to supplement the existing vessels employed by the Indian shipping companies in the particular trade.


The charter hire rates agreed to be paid by the charters to the owners of the foreign vessels are per se reasonable, having regard to the market condition.


The foreign earnings on the transport of cargo after deducting the charter hire and other payments in foreign exchange during the period of time charter of the foreign vessel would result in the net contribution to the country's foreign exchange pool.


Charter of foreign ships for lifting export cargoes - to verify that -


No Indian vessel is available for transport of the cargo in question


Charter rates are reasonable


The freight rate on the transport of the cargo after deducting the charter hire and other payments in foreign exchange would result in net saving of foreign exchange. For this purpose, f.o.b value of the goods to be exported is to be kept out of consideration altogether and thus a charter would be worthwhile only if there is net saving as compared to freight charters hire payable.


The main aim in all cases is to ensure that:


A foreign ship is allowed to be chartered if a suitable Indian ship is available for that purpose at reasonable charter rates;


The charter hire rate are reasonable having regard to the market conditions;


The net result of granting permission to the proposed charter should be a saving or a earning of foreign exchange greater than if the permission were not granted.


As a general policy, time charters are allowed only to Indian shipping companies operating owned ships.


Requests for charter permission are required to be made in the prescribed pro forma (Annex-7 and Annex-8)


Liberalization in shipping


In order of promote development of Indian shipping a new shipping policy was initiated in 1990-91 and several policy measures were taken thereafter in that direction for the development of the industry. The salient features of the same are:


Automatic approval is now given for:


Acquisition of all categories of ships, except crude tankers and OSVs, by private shipping companies.


Acquisition of replacement tonnage.


Foreign investment upto 51% for mechanized sailing vessels upto 10,000 dwt.


Approval for other ship acquisition within 45 days.


For sale of ships for further trading/scrapping to Indian company within India or abroad.


For acquisition of ships from an Indian shipyard.


In order to attract foreign mainline vessels Cabotage laws have been relaxed for a period of 5 years for container traffic and lash barges i.e. upto 1997.


Quarterly Block Allocation Scheme (QBAS) for repair of ships has been dispensed with entirely and Reserve Bank of India now release foreign exchange for ship repair / dry docking and spares for imported capital goods without any value limit.


The steps taken by the Government for increasing the earning of the shipping industry:-

Shipping companies have been permitted to retain sale proceeds of Indian ships abroad and their utilization for fresh acquisition.

Freedom to time charter out Indian ships to foreign shipping companies for employment in international trade.

It has been decided to allow a shipping company to acquire vessels by charter cum demise method (similar to hire purchase system).

Liner routes on which the exiting shipping companies are not operating have now been thrown open to all Indian shipping companies.

Section 51 of the M.S. Act has recently been amended to facilitate the Indian shipping companies to raise foreign exchange loans from abroad by mortgaging their vessels with money lender. This amendment would also give freedom to the mortgagee to receive the amount due to him by selling mortgaged ship or share without approaching the High Court.

INTERNATIONAL LEGISLATION - ratified by India

 


International Legislation


 CHAPTER 10


A:  International Maritime Organization


10.1  Shipping being an international activity is required to confirm the international regulations, treaties and similar bilateral agreements. Till the end of the Second World War, most of the agreements were confined to a few nations and that their origin in the British or European laws or practices. With the establishment of the U.N.O, a body under its auspices was founded which was known as Inter-Governmental Maritime Consultative Organization – later on renamed as International Maritime Organization (I.M.O.). The extensive work done by this body encompasses almost every branch of shipping activity which contributes to Safety of Life at Sea. The I.M.O., when examining any subject, receives advice, suggestions and criticism of all nations who are its members.


10.2  India is a party to several conventions developed by the I.M.O. and the United Nations Organization. The International Labour Organization also develops conventions and recommendations relating to the working conditions of seafarers, their safety, identity and other welfare measures for the seafaring community at large. India is a member of International Labour Organization also. To give effect to the requirements of all these conventions, suitable statutory provisions have been made in the Merchant Shipping Act 1958. The Act is also suitably amended as per the requirements of the conventions for giving statutory backing for implementation of the provisions of these conventions.


10.3 So far as the I.M.O. is concerned, a list of conventions and protocols developed since its inception is given below. Out of 36 instruments developed so far, India has ratified 18 instruments and another seven are under consideration for ratification. Some of the conventions are not in force internationally. While for some, taking into consideration the national interest, India has decided not to ratify. The following is the list of final instruments developed by I.M.O., their date of entry into force internationally and India's position about their ratification.


List of Instruments Developed by I.M.O.  

Instrument In force w.e.f.

India's position

1.  International Convention for the Safety of Life at Sea 1974 as amended SOLAS ((Amended) 1974)) 25.5.1980 Ratified

2.  Protocol of 1978 relating to the International Convention for the Safety of Life at Sea, 1974 1.5.1982 Ratified

 

 

3.  Protocol of 1988 relating to the International Convention for the Safety of Life at Sea 1974 (SOLAS PROT (HSSC)1988) Not Yet In Force  

4.  Convention of the International Regulations for Preventing Collisions at Sea, 1972 as amended (COLREG (amended) 1972) 15.7.1977 Ratified

5.  The protocol relating to the International Convention for the Prevention of pollution from Ships, 1973 as amended (MARPOL(Amended)73/78) 2.10.1983 Ratified

6.  Convention on Facilitation of International Maritime Traffic 1965 as amended (FAL (Amended) 1965) 5.3.1967 Ratified

7.  International Convention of Loadline, 1966 (LL 1966) 21.7.68 Ratified

8.  Protocol of 1988 relating to the International Convention on Loadlines, 1966 (LL PROT(HSSC) 1988) Not Yet In Force  

9.  International Convention on Tonnage Measurement of ships, 1969 (TONNAGE 1969) 18.7.82 Ratified

10.  International Convention relating to Intervention on the High Seas in cases of Oil Pollution Casualties 1969 (Intervention 1969) 6.5.75 Under Consideration.

11.  Protocol relating to Intervention on High Seas in cases of pollution by substances other than oil 1973 (INTERVENTION PROT 1973) 30.3.83 --

12.  International Convention on Civil Liability for oil pollution damage, 1969 (CLC 1969) 19.6.75 Ratified

13.  Protocol to the International Convention on Civil Liability for Oil Pollution Damage, 1969 (CLC PROT 1976) 8.4.81 Ratified

14.  Protocol of 1992 to amend the International Convention on Civil Liability for Oil Pollution Damage 1969 (CLC PROT 1992) 30.5.96 --

15.  Special Trade Passenger Ships Agreement, 1971 (STP 1971) 2.1.74 Ratified

16.  Protocol on Space Requirement for Special Trade Passenger Ships 1973 (SPACE STP 1973) 2.6.77 Ratified

17.  Convention relating to Civil Liability in the field of Maritime Carriage of Nuclear Material, 1971 (NUCLEAR 1971) 15.7.75 Considered and decided not to ratify.

18.  International Convention on the establishment of an International Fund for compensation of Oil Pollution Damage 1971 (FUND 1971) 16.10.78 Ratified

 

 

19.  Protocol to the International Convention on the establishment of an International Fund for compensation for oil pollution damage 1971(FUND PROT 1976) 22.11.94 Ratified

20..  Protocol of 1992 to amend the International Convention on the establishment of an International Fund for the compensation of Oil Pollution Damage 1971(FUND PROT 1992) 30.5.96 Under Consideration

21.  International Convention for Safe containers, 1972 as amended (CSC (Amended) 1972) 6.9.77 Ratified

22.  Athens Convention relating to the Carriage of Passengers and their luggage by Sea 1974 (PAL 1974) 28.4.87 --

23.  Protocol to the Athens Convention relating to the Carriage of Passengers and their luggage by Sea 1974 (PAL PROT 1976) 30.4.89 --

24.  Protocol of 1990 to amend the Athens Convention relating to the Carriage of Passengers and their luggage by Sea 1974 (PAL PROT 1990) Not Yet In Force  

25.  Convention Agreement on the International maritime Satellite Organization (INMARSAT) as amended (INMARSAT c(Amended)) 16.7.79 Ratified

26.  Operating Agreement on the International Maritime Satellite Organization INMARSAT (INMARSAT OA)(Amended) 16.7.79 Ratified

27.  Convention on limitation of liability for Maritime Claims 1976 (LMC 1976) 1.12.86 --

28.  International Convention on Standards of Training Certification and Watch-keeping for seafarers, 1978 (STCW 1978) 28.4.84 Ratified

29.  International Convention on Maritime Search and Rescue, 1979 (SAR 1979) 22.6.85 Under Consideration.

30.  Convention for suppression of Unlawful Acts against the Safety of Maritime Navigation (SWA 1988) 1.3.92 Under Consideration.

31.  Protocol for the suppression of unlawful acts against the Safety of Fixed Platforms located on the Continental Shelf (SWA PROT 1988) 1.3.92 Under Consideration.

32.  International Convention on Salvage 1989 (SALVAGE 1989) 14.7.96 Ratified

33.  International Convention on Oil Pollution Preparedness response and cooperation 1990 (OPRC 1990) 13.5.95 Under Consideration.

 

 

34.  Convention on the Prevention of Marine Pollution by Dumping of Wastes, and other matter 1972 as amended (LDC (Amended) 1972) 30.8.75 Consideration kept in abeyance

35.  International Convention on Standard of Training Certification and Watch-keeping for fishing Vessels Personnel (STCW-F) Not yet In force  

36.  Torremolinos Protocol of 1993 relating to the Terremolinos International Convention for the Safety of Fishing Vessels 1977 (SFV PROT 1993) Not yet In force  

 10.4  The position in respect of the remaining Conventions Protocols (after deducting those ratified and under consideration mentioned above) is as follows:-


(i)  Protocol relating to Intervention on High Seas in cases of pollution by substances other than oil 1973.



    This protocol, which came into force on 30.3.87 contains provisions relating to pollution of High Seas by sewage, by nuclear substances or by chemical. The provisions of this convention are also relevant in terms of intervention convention 1969. Therefore, action will be initiated after examining the issues involved therein including the financial implications to ratify this protocol.


(ii)  Convention relating to Civil Liability in the fields on Maritime Carriage of Nuclear Materials 1971.


This Convention which came into force on 15.7.75 mainly lays down the liability of owners of vessels for carriage of nuclear material. This Convention confirms and reinforces the special system establishment by the Convention on Civil Liability for Nuclear Damage 1963 (also known as Vienna Convention). This subject has also been mentioned in the convention on third party liability in the field of Nuclear Energy 1960 (also known as 1960 Paris convention). The Department of Atomic Energy while considering the ratification 1963 Vienna Convention has expresssed that India should not become party to 1963 Vienna convention for the following main reasons:-


    (a)    No important country has become a party to it. Consequently, participation in the Convention would have very limited advantage.

    (b)    Its features are of little appeal or applicability or relevance to India, and no advantage will accrue to India as a result of participation in it.


    They further advised that no useful purpose would be served by ratifying the present convention without becoming party to the Vienna Convention. The Ministry of Surface Transport after having considered the views expressed by the Dept. of Atomic Energy agreed not to press for ratification of this Convention. The position remains the same as on date.


(iii) , (iv)  &  (v)  The Athens Convention relating to the Carriage of Passengers and their luggage by sea 1976 and 1990 protocols.


This Convention lays down the liability of Shipowners for death or personal injury to a passenger and also for loss of or damage to Passenger luggage if the incident causing such damage was due to the fault or the neglect of the carrier or his servants or agents. The Liability has been fixed at such a high level (ranging from 18000 francs for loss of / damage, to 7,00,000 francs for death or personal injury). The Indian shipowners who operate Passenger services only in Coastal waters have opposed stating that acceptance of such heavy liability would necessitate substantial increase in passenger fares and Insurance cover. It may be stated that the provision of M. S. Act already provide for liability of owners for personal and property claims, which is lower than the liability under the Athens Convention. Further, there was a proposal to incorporate in the M. S. Act, 1958 specific provisions for casting a liability on shipowners to pay compensation for death or injury to passengers upto Rs. 1 lakh irrespective of whether the owner is at fault or not. However, the M. S. Act Review Committee which was set up to review the existing Act recommended giving powers to the Central Govt.  to fix such lower limit of liability on Shipowners of ships (in respect to claims related to passengers carried by the ships in coastal trade of India) as may be notified by the Central Govt. from time to time. Simultaneously the committee did not favor the system of payment of specific compensation irrespective of shipowners fault as claimants could claim even higher compensation but within the limit notified by government as suggested above. For these reasons, the ratification of Convention / Protocols has not been taken up.


(vi)    The Convention on Limitation of Liability for Maritime Claims, 1976.


    This Convention has replaced International Convention relating to the Limitation of Liability of owners of seagoing ships, 1957. It came into force from 1st December, 1986. The provisions of 1957 Convention have already been incorporated in the M. S. Act, 1958. The 1976 Convention mainly increase the amounts of limits of liability for loss of life or damage to property by almost two to four times the limits prescribed by the 1957 Convention. It has also specific provision for compensations to be given for death or injury of a passenger and loss or damage to passengers luggage equivalent to the provisions of the Athens Convention.


(vii)    The Torremolinos International Convention on safety of fishing vessels 1977 (revised by protocol of 1993)


    This Convention which has not  come into force prescribed international standards for construction, survey, equipment, maintenance and operation of fishing vessels propelled by mechanical means of propulsion. It has not come into force. The question of its ratification by India has not yet been considered since there are very few fishing vessels of the type mentioned in the convention, operating in India. However the provisions of the convention are kept in mind while approving while approving technical plans relating to construction of new fishing vessels.


    B: International Labour Organization.

10.5.  The International Labour Organization (ILO) has developed number of conventions and recommendations relating to the seafarers working on board the ships. India has ratified some of the Conventions. Although a number of the Conventions mentioned below are not ratified by India, the requirements mentioned in these International Conventions are complied according to Indian situation by incorporating relevant provisions in the M. S. Act 1958 and by way of an agreement between seafarers and Shipowners called National Maritime Board Agreement. The details of the Convention developed by International Labour Organization are furnished below :


Sr. No Name of the Convention Convention  No. Whether ratified or not

 1 Minimum Age (Sea) Convention 1920 07 Not ratified

 2 Minimum Age (Sea) Convention (Revised) 1936 58 Not ratified

 3 Unemployment Indemnity (Shipwreck) Convention 1920 08 Not ratified

 4 Placing of Seamen Convention 1920 09 Not ratified

 5 Minimum Age (Trimmers and Stockers) Convention 1921 15 Ratified

 6 Medical Examination of Young Persons (Sea) Convention 1921 16 Ratified

 7 Seamen's Articles of Agreement Convention 1926 22 Ratified

 8 Repatriation of Seamen Convention 1926 23 Not Ratified

 9 Officer's Competency Certificate Convention 1936 53 Not Ratified

 10 Holiday with pay (Sea) Convention 1936 54 Not Ratified

 11 Shipowners liability (Sick and Injured Seamen) Convention 1936 55 Not Ratified

 12 Sickness Insurance (Sea) Convention 1936 56 Not Ratified

 13 Hours of work and manning (Sea) Convention 1946 54 Not Ratified

 14 Food and catering (Ship's Crew) Convention 1946 68 Not Ratified

 15 Certification of ship's cooks convention 1946 69 Not Ratified

 16 Social Security (Seafarers) Convention 1946 70 Not Ratified

 17 Seafarers Pension Convention 71 Not Ratified

 18 Paid Vacations (Seafarers) Convention 1946 72 Not Ratified

 19 Medical Examinations (Seafarers) Convention 1946 73 Not Ratified

 20 Certification of Able Seamen Convention 1946 74 Not Ratified

 21 Accommodation of crews Convention 1946 75 Not Ratified

 22 Wages, Hours of work and Manning (Sea) Convention 1946 76 Not Ratified

 23 Paid Vacations (Seafarers) (Revised) 91 Not Ratified

 24 Accommodation of crews Convention 92 (Revised) 1949 92 Not Ratified

 25 Wages, Hours of work and Manning Convention (Revised) 1949 93 Not Ratified

 26 Seafarers Identity Documents Convention 1958 108 Not Ratified

 27 Wages, Hours of work and Manning (Sea) Convention (Revised) 1958 109 Not Ratified

 28 Accommodation of crews (Supplementary Provisions) Convention 1970 133 Not Ratified

 29 Prevention of Accidents (Seafarers) Convention 1970 134 Not Ratified

 30 Continuity of employment (Seafarers) Convention 1976 135 Not Ratified

 31 Seafarers Annual Leave with pay Convention 1976 145 Not Ratified

 32 Merchant Shipping (Minimum Standards) Convention 1976 147 Ratified

 33 Seafarers Welfare Convention 1987 163 Not Ratified

 34 Health Protection and Medical Care (Seafarers) Convention 1987 164 Not Ratified

 35 Social Security (Seafarers) Convention (Revised) 1987 165 Not Ratified

 36 Repatriation of Seafarers Convention (Revised), 1987 166 Not Ratified

 

10.6.  Besides above, the International Labour Organization has developed certain conventions for International Labour Standards, which apply to all workers including seafarers. These are


    1.Freedom of Association and protection of the right to Organize, Convention 1948 (No. 87)


    2. Right to organize and collective Bargaining Convention 1949 (No. 98).


    3.  Medical Care and Sickness Benefits Convention 1969 (No. 130)


    4.  Minimum Age Convention 1973 (No. 138).


10.7.  The International Labour Organization has also developed certain recommendations on international labour standards for seafarers to provide guidance on policy, legislation and practice. These recommendations are: -


Sr. No Recommendation No.

 1 National Seamen's Codes Recommendations 1920 9

 2 Unemployment Insurance (Seamen) Recommendations, 1920 10

 3 Repatriation (Ship Masters and apprentices) Recommendations, 1926 27

 4 Labour Inspection (Seamen) Recommendations, 1926 28

 5 Seamen's Welfare in Ports Recommendations, 1936 48

 6 Hours of work and Manning (Sea) Recommendation, 1936, 49

 7 Seafarers social security (Agreements) Recommendation, 1946 75

 8 Seafarers (Medical Care for Dependents) Recommendation, 1946 76

 9 Vocational Training (Seafarers) Recommendation, 1946 77

 10 Bedding, Mess Utensils and Miscellaneous Provisions (ship crews) Recommendation, 1946 78

 11 Ships Medicine Chests Recommendation, 1958 105

 12 Medical Advice at sea Recommendation, 1958 106

 13 Seafarers Engagement (Foreign Vessels) Recommendation, 1958 107

 14 Social Conditions and Safety (seafarers) Recommendation, 1958 108

 15 Wages, Hours of work and Manning (Sea) Recommendation, 1958 109

 16 Vocational Training (Seafarers) Recommendation, 1970 137

17 Seafarers' Welfare recommendation, 1970 138

18 Employment of Seafarers (Technical Development) Recommendation 1970 139

19 Crew Accommodation (Air Conditioning) Recommendation 1970 140

20 Crew Accommodation (Noise Control) Recommendation 1970 141

21 Prevention of accidents (Seafarers) Recommndation 1970 142

22 Prevention of young seafarers  Recommendations 1976 153

23 Continuity of employment (seafarers) Recommendations 1976 154

24 Merchant Shipping (Improvement of Standards)  Recommendations 1976 155

25 Seafarers welfare Recommendation 1987 173

26 Repatriation of Seafarers Recommendations 1987 174

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